Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION

  1. Division 1 - PROCEDURAL RULES (§ 441-001-0005 to 441-001-0050)
  2. Division 5 - APPLICATION FOR CERTIFICATE OF COMPLIANCE (§ 441-005-0010)
  3. Division 11 - GENERAL PROVISIONS (§ 441-011-0010 to 441-011-0040)
  4. Division 25 - SECURITIES EXEMPT FROM REGISTRATION (§ 441-025-0005 to 441-025-0126)
  5. Division 35 - SECURITIES TRANSACTIONS EXEMPT FROM REGISTRATION (§ 441-035-0005 to 441-035-0300)
  6. Division 45 - DENIAL, WITHDRAWAL OR CONDITIONING OF EXEMPTIONS (§ 441-045-0010)
  7. Division 49 - NOTICE FILINGS FOR FEDERAL COVERED SECURITIES (§ 441-049-1001 to 441-049-1061)
  8. Division 65 - REGISTRATION OF SECURITIES (§ 441-065-0001 to 441-065-0270)
  9. Division 75 - RENEWAL OF SECURITIES REGISTRATIONS (§ 441-075-0010 to 441-075-0020)
  10. Division 85 - CONDITIONS OF REGISTRATION (§ 441-085-0010 to 441-085-0020)
  11. Division 95 - FAIRNESS HEARINGS (§ 441-095-0030)
  12. Division 135 - FRAUD AND DECEIT WITH RESPECT TO SECURITIES OR SECURITIES BUSINESS (§ 441-135-0020)
  13. Division 175 - LICENSING OF BROKER-DEALERS, INVESTMENT ADVISERS, AND SALESPERSONS (§ 441-175-0002 to 441-175-0195)
  14. Division 195 - RECORDS AND REPORTS (§ 441-195-0010 to 441-195-0070)
  15. Division 205 - DENIAL, SUSPENSION, OR REVOCATION OF LICENSE (§ 441-205-0010 to 441-205-0210)
  16. Division 225 - CANCELLATION, WITHDRAWAL, OR SUSPENSION OF LICENSE (§ 441-225-0010 to 441-225-0030)
  17. Division 300 - COMMODITIES (§ 441-300-0010 to 441-300-0020)
  18. Division 325 - FRANCHISES (§ 441-325-0010 to 441-325-0050)
  19. Division 446 - DEALER LICENSING (§ 441-446-0100 to 441-446-0300)
  20. Division 500 - BANKING (§ 441-500-0000 to 441-500-0030)
  21. Division 505 - BANKING SECTION (IN GENERAL) (§ 441-505-0000 to 441-505-6010)
  22. Division 646 - IDENTITY THEFT (§ 441-646-0010 to 441-646-0040)
  23. Division 710 - CREDIT UNIONS (IN GENERAL) (§ 441-710-0000 to 441-710-0540)
  24. Division 720 - CREDIT UNIONS (§ 441-720-0100 to 441-720-0380)
  25. Division 730 - CONSUMER FINANCE (§ 441-730-0000 to 441-730-0320)
  26. Division 735 - PAYDAY AND TITLE LENDING (§ 441-735-0000 to 441-735-0320)
  27. Division 740 - PAWNBROKERS (§ 441-740-0000 to 441-740-0055)
  28. Division 745 - MONEY TRANSMITTER PROGRAM (§ 441-745-0000 to 441-745-0340)
  29. Division 755 - CHECK-CASHER RULES (§ 441-755-0000 to 441-755-0310)
  30. Division 810 - GENERAL (§ 441-810-0000 to 441-810-0260)
  31. Division 820 - DEBT BUYERS (§ 441-820-0010 to 441-820-0180)
  32. Division 840 - [Effective until 5/28/2024] DATA BROKERS (§ 441-840-0010 to 441-840-0090)
  33. Division 850 - MORTGAGE LENDING GENERAL PROVISIONS (§ 441-850-0005 to 441-850-0050)
  34. Division 855 - LICENSING EXEMPTIONS FOR MORTGAGE BANKERS AND MORTGAGE BROKERS (§ 441-855-0114)
  35. Division 860 - LICENSING OF MORTGAGE BANKERS AND MORTGAGE BROKERS (§ 441-860-0020 to 441-860-0130)
  36. Division 865 - RECORDS AND REPORTS (§ 441-865-0010 to 441-865-0090)
  37. Division 870 - DISHONEST, FRAUDULENT, UNFAIR AND UNETHICAL PRACTICES (§ 441-870-0075 to 441-870-0081)
  38. Division 875 - CUSTODY AND POSSESSION OF CLIENT FUNDS (§ 441-875-0020 to 441-875-0075)
  39. Division 880 - LICENSING OF MORTGAGE LOAN ORIGINATORS (§ 441-880-0005 to 441-880-0400)
  40. Division 885 - CANCELLATION OF LICENSE (§ 441-885-0010)
  41. Division 890 - LICENSING OF MORTGAGE SERVICERS (§ 441-890-0005 to 441-890-0070)
  42. Division 895 - STUDENT LOAN SERVICERS (§ 441-895-0005 to 441-895-0110)
  43. Division 910 - DEBT MANAGEMENT (§ 441-910-0000 to 441-910-0200)
  44. Division 930 - PREARRANGEMENT AND PRECONSTRUCTION PLANS (§ 441-930-0010 to 441-930-0360)

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.

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